SEC Form 4 · accession 0001070412-19-000014
CNX Resources Corp · CNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
N J Deiuliis
Officer — President and CEO · Director
Period of report
Jan 30, 2019
Accepted (ET)
Feb 1, 2019 · 5:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070412
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares, $0.01 par value per shareF1 | Jan 30, 2019 | A | 192,020 | $0.00 | A | 1,168,175 | D | |
| Common shares, $0.01 par value per shareF2 | Jan 30, 2019 | F | 83,952 | $13.53 | D | 1,084,223 | D | |
| Common shares, $0.01 par value per shareF3 | Jan 30, 2019 | A | 15,922 | $0.00 | A | 1,100,145 | D | |
| Common shares, $0.01 par value per shareF2 | Jan 30, 2019 | F | 6,962 | $13.53 | D | 1,093,183 | D | |
| Common shares, $0.01 par value per shareF4 | Jan 30, 2019 | F | 28,764 | $13.53 | D | 1,064,419 | D | |
| Common shares, $0.01 par value per share | Apr 2, 2018 | G | 20,829 | $0.00 | D | 0 | I | By 2016-1 GRAT |
| Common shares, $0.01 par value per shareF5 | Apr 2, 2018 | G | 9,661 | $0.00 | A | 65,421 | I | By Trust for Daughters |
| Common shares, $0.01 par value per share | Apr 2, 2018 | G | 11,168 | $0.00 | A | 1,075,587 | D | |
| Common shares, $0.01 par value per shareF4 | Jan 31, 2019 | F | 26,830 | $12.14 | D | 1,048,757 | D | |
| Common shares, $0.01 par value per shareF6,F7 | Jan 31, 2019 | A | 185,338 | $0.00 | A | 1,234,095 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the vesting and settlement of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2016-2020 performance period.
- F2Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units previously granted to him.
- F3Represents the vesting and settlement of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2018-2022 performance period.
- F4Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.
- F5The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.
- F6Grant of restricted stock units, which vest annually in equal installments over a period of three years, under the Company's Equity Incentive Plan.
- F7Of the 1,234,095 shares owned directly, 378,290 are restricted stock units (including dividend equivalent rights).