SEC Form 4 · accession 0001070412-19-000012
CNX Resources Corp · CNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy C Dugan
Officer — EVP & Chief Op. Officer - E&P
Period of report
Jan 30, 2019
Accepted (ET)
Feb 1, 2019 · 5:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070412
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares, $0.01 par value per shareF1 | Jan 30, 2019 | A | 44,800 | $0.00 | A | 280,116 | D | |
| Common shares, $0.01 par value per shareF2 | Jan 30, 2019 | F | 15,995 | $13.53 | D | 264,121 | D | |
| Common shares, $0.01 par value per shareF3 | Jan 30, 2019 | A | 5,042 | $0.00 | A | 269,163 | D | |
| Common shares, $0.01 par value per shareF2 | Jan 30, 2019 | F | 2,190 | $13.53 | D | 266,973 | D | |
| Common shares, $0.01 par value per shareF4 | Jan 30, 2019 | F | 1,588 | $13.53 | D | 265,385 | D | |
| Common shares, $0.01 par value per shareF4 | Jan 30, 2019 | F | 9,046 | $13.53 | D | 256,339 | D | |
| Common shares, $0.01 par value per shareF4,F5 | Jan 31, 2019 | F | 8,438 | $12.14 | D | 247,901 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the vesting and settlement of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2016-2020 performance period.
- F2Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units previously granted to him.
- F3Represents the vesting and settlement of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2018-2022 performance period.
- F4Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.
- F5Of the 247,901 shares owned directly, 81,005 are restricted stock units (including dividend equivalent rights).