SEC Form 4 · accession 0001070412-19-000008
CNX Resources Corp · CNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason L. Mumford
Officer — Controller
Period of report
Jan 30, 2019
Accepted (ET)
Feb 1, 2019 · 5:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070412
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares, $0.01 par value per shareF1 | Jan 30, 2019 | A | 152 | $0.00 | A | 8,237 | D | |
| Common shares, $0.01 par value per shareF2 | Jan 30, 2019 | F | 42 | $13.53 | D | 8,195 | D | |
| Common shares, $0.01 par value per shareF3 | Jan 30, 2019 | F | 172 | $13.53 | D | 8,023 | D | |
| Common shares, $0.01 par value per shareF3 | Jan 31, 2019 | F | 240 | $12.14 | D | 7,783 | D | |
| Common shares, $0.01 par value per shareF4 | Jan 31, 2019 | A | 3,262 | $0.00 | A | 11,045 | D | |
| Common shares, $0.01 par value per shareF3,F5 | Feb 1, 2019 | F | 169 | $11.15 | D | 10,876 | D | |
| Common shares, $0.01 par value per share | holding | — | — | — | 2,742 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the vesting and settlement of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2018-2022 performance period.
- F2Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units previously granted to him.
- F3Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.
- F4Grant of restricted stock units, which vest annually in equal installments over a period of three years, under the Company's Equity Incentive Plan.
- F5Of the 10,876 shares owned directly, 7,614 are restricted stock units (including dividend equivalent rights).