SEC Form 4 · accession 0001070412-18-000054
CNX Resources Corp · CNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J. Palmer Clarkson
Director
Period of report
May 9, 2018
Accepted (ET)
May 11, 2018 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070412
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares, $0.01 par value per shareF1 | May 9, 2018 | A | 13,828 | $0.00 | A | 46,968 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $15.55 | May 9, 2018 | A | 10,000 | A | — | May 9, 2028 | Common shares, $0.01 par value per share | 10,000 | 10,000 | D |
Explanation of responses
- F1Of the 46,968 shares owned directly, 28,001 are restricted stock units and 8,967 are deferred stock units (including dividend equivalent rights).
- F2The stock option grant provides that the options vest and become exercisable on the date of the Company's next annual meeting.
Remarks
In addition to the information set forth above and as previously reported in prior filings, the reporting person holds a total of 22,129 options, of which 22,129 relate to amounts received in lieu of cash fees for Board service.