SEC Form 4 · accession 0001070412-17-000090
CNX Resources Corp · CNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald W. Rush
Officer — EVP & Chief Financial Officer
Period of report
Nov 1, 2017
Accepted (ET)
Nov 2, 2017 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070412
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares, $0.01 par value per shareF1,F2 | Nov 1, 2017 | F | 1,279 | $16.57 | D | 52,111 | D | |
| Common shares, $0.01 par value per shareF3 | holding | — | — | — | 2,604 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.
- F2Of the 52,111 shares owned directly, 44,822 are restricted stock units (including dividend equivalent rights).
- F3This number includes 139 shares acquired by the reporting person's 401 (k) account since August 3, 2017.