SEC Form 4 · accession 0001070412-17-000078
CNX Resources Corp · CNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald W. Rush
Officer — EVP & Chief Financial Officer
Period of report
Aug 3, 2017
Accepted (ET)
Aug 3, 2017 · 5:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070412
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares, $0.01 par value per shareF1,F2 | Aug 3, 2017 | A | 33,445 | $0.00 | A | 53,390 | D | |
| Common shares, $0.01 par value per share | holding | — | — | — | 2,465 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted stock units, which vest annually in equal installments over a period of five years, under the Company's Equity Incentive Plan.
- F2Of the 53,390 shares owned directly, 48,891 are restricted stock units (including dividend equivalent rights).