SEC Form 4 · accession 0001070412-17-000057
CNX Resources Corp · CNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William N Thorndike Jr.
Director
Period of report
May 9, 2017
Accepted (ET)
May 11, 2017 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070412
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares, $0.01 par value per shareF1 | May 9, 2017 | A | 38,241 | $0.00 | A | 130,662 | D | |
| Common shares, $0.01 par value per shareF2 | holding | — | — | — | 50,000 | I | Pecuniary interest in third party account |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Of the 130,662 shares owned directly, 18,213 are deferred stock units, 6,955 are deferred shares and 25,494 are restricted stock units (including dividend equivalent rights).
- F2The reporting person may be deemed to have a pecuniary interest with respect to the 50,000 shares held in the third party account. The reporting person disclaims beneficial ownership of these shares, and this report should not be deemed an admission that the reporting person is the beneficial owner of these shares for purpose of Section 16 or for any other purpose.