SEC Form 4 · accession 0001070412-17-000010
CNX Resources Corp · CNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl Kristopher Hagedorn
Officer — Controller
Period of report
Jan 30, 2017
Accepted (ET)
Feb 1, 2017 · 6:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070412
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares, $0.01 par value per shareF1 | Jan 31, 2017 | A | 2,657 | $0.00 | A | 4,616 | D | |
| Common shares, $0.01 par value per shareF2 | Jan 30, 2017 | F | 118 | $18.30 | D | 4,498 | D | |
| Common shares, $0.01 par value per shareF2 | Jan 31, 2017 | F | 107 | $16.94 | D | 4,391 | D | |
| Common shares, $0.01 par value per shareF3 | Jan 31, 2017 | A | 2,076 | $0.00 | A | 6,467 | D | |
| Common shares, $0.01 par value per shareF3,F4 | Jan 31, 2017 | F | 635 | $16.94 | D | 5,832 | D | |
| Common shares, $0.01 par value per share | holding | — | — | — | 3,480 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted stock units, which vest annually in equal installments over a period of three years, under the Company's Equity Incentive Plan.
- F2Represents shares withheld to satisfy the reporting person's tax liability resulting from the vesting of restricted stock units previously granted to him.
- F3Represents the vesting and settlement of performance share units previously granted to the reporting person under the 2016 Long Term Incentive Program for the 2016 tranche performance period.
- F4Of the 5,832 shares held directly, 3,042 are restricted stock units (including dividend equivalent rights).