SEC Form 4 · accession 0001070412-16-000185
CNX Resources Corp · CNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William E Davis
Director
Period of report
May 11, 2016
Accepted (ET)
May 13, 2016 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070412
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares, $0.01 par value per shareF1 | holding | — | — | — | 35,942 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $15.23 | May 11, 2016 | A | 32,734 | A | — | May 11, 2026 | Common shares, $0.01 par value per share | 32,734 | 32,734 | D |
Explanation of responses
- F1Of the 35,942 shares owned directly, 24,196 are deferred shares (including dividend equivalent rights).
- F2The stock option grant provides that the options vest and become exercisable on the date of the Company's next annual meeting.