SEC Form 4 · accession 0001070412-16-000073
CNX Resources Corp · CNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William N Thorndike Jr.
Director
Period of report
Jul 30, 2015
Accepted (ET)
Jan 19, 2016 · 8:07 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070412
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares, $0.01 par value per shareF1,F2 | Jul 30, 2015 | P | 50,000 | $16.8801 | A | 50,000 | I | Pecuniary interest in third party account |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the weighted average of 187 open-market transactions ranging from $16.42 to $16.98 per share, and these 187 transactions cover all of the 100,000 shares purchased in the third party account referred to in footnote 2 below. The reporting person agrees to provide full information regarding the number of shares purchased at each separate price paid if requested by the SEC staff, the Company or a security holder of the Company. Due to a clerical error, the purchase of 50,000 shares was not reported on a timely basis.
- F2As a result of the reporting person's contractual arrangement with a third party who holds 100,000 shares of the Company stock (50,000 of which are being reported herein), the reporting person may be deemed to have a pecuniary interest with respect to the 50,000 shares held in the third party account. The reporting person disclaims beneficial ownership of these shares, and this report should not be deemed an admission that the reporting person is the beneficial owner of these shares for purpose of Section 16 or for any other purpose.