SEC Form 4 · accession 0001070412-15-000066
CNX Resources Corp · CNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Brock
Officer — Chief Operating Officer - Coal
Period of report
Nov 20, 2015
Accepted (ET)
Nov 24, 2015 · 6:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070412
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares, $0.01 par value per shareF1,F2 | Nov 20, 2015 | A | 35 | $0.00 | A | 45,345 | D | |
| Common shares, $0.01 par value per shareF3 | holding | — | — | — | 21,979 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents dividend equivalent rights earned under the Equity Incentive Plan as part of a grant of restricted stock units.
- F2Of the 45,345 shares owned directly, 28,932 are restricted stock units (including dividend equivalent rights).
- F3This number includes 1,101 shares acquired by the reporting person's 401(k) account since 8/26/15.