SEC Form 4 · accession 0001070412-15-000038
CNX Resources Corp · CNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William N Thorndike Jr.
Director
Period of report
Nov 17, 2015
Accepted (ET)
Nov 19, 2015 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070412
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares, $0.01 par value per shareF1,F2 | Nov 17, 2015 | P | 30,000 | $7.7768 | A | 92,397 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the weighted average of 138 open-market purchase transactions ranging from $7.73 to $7.81 per share. The reporting person agrees to provide full information regarding the number of shares purchased at each separate price paid if requested by the SEC staff, the Company or a security holder of the Company.
- F2Of the 92,397 shares owned directly, 7,847 are deferred stock units and 4,550 are restricted stock units (including dividend equivalent rights).