SEC Form 4 · accession 0001070412-15-000032
CNX Resources Corp · CNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alvin R Carpenter
Director
Period of report
Oct 29, 2015
Accepted (ET)
Oct 30, 2015 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070412
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares, $0.01 par value per shareF1,F2 | Oct 29, 2015 | P | 10,000 | $7.0441 | A | 89,591 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the weighted average of 48 open-market purchase transactions ranging from $7.03 to $7.07. The reporting person agrees to provide full information regarding the number of shares purchased at each separate price paid if requested by the SEC staff, the Company or a security holder of the Company.
- F2Of the 89,591 shares owned directly, 4,550 are restricted stock units (including dividend equivalent rights).