SEC Form 4 · accession 0001144204-15-002868
ACHILLION PHARMACEUTICALS INC · ACHN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Jul 15, 2013
Accepted (ET)
Jan 20, 2015 · 6:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070336
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par valueF1,F2 | Sep 16, 2013 | S | 91,801 | $7.5262 | D | 4,867,617 | D | |
| Common Stock, $0.001 par valueF1,F2 | Sep 17, 2013 | S | 77,600 | $7.4226 | D | 4,959,418 | D | |
| Common Stock, $0.001 par valueF1,F2 | Sep 18, 2013 | S | 2,328 | $7.48 | D | 5,037,018 | D | |
| Common Stock, $0.001 par valueF1,F2 | Sep 20, 2013 | S | 26,539 | $7.4035 | D | 5,039,346 | D | |
| Common Stock, $0.001 par valueF1,F2 | Sep 23, 2013 | S | 5,665 | $7.415 | D | 5,065,885 | D | |
| Common Stock, $0.001 par valueF1,F2 | Sep 23, 2013 | S | 27,783 | $7.4192 | D | 5,071,550 | D | |
| Common Stock, $0.001 par valueF1,F2 | Sep 24, 2013 | S | 77,600 | $7.30 | D | 5,099,333 | D | |
| Common Stock, $0.001 par valueF1,F2 | Sep 24, 2013 | S | 4,424 | $7.33 | D | 5,176,933 | D | |
| Common Stock, $0.001 par valueF1,F2 | Sep 24, 2013 | S | 49,354 | $7.345 | D | 5,181,357 | D | |
| Common Stock, $0.001 par valueF1,F2 | Sep 24, 2013 | S | 50,051 | $7.38 | D | 5,230,711 | D | |
| Common Stock, $0.001 par valueF1,F2 | Sep 25, 2013 | S | 135,800 | $7.26 | D | 5,280,762 | D | |
| Common Stock, $0.001 par valueF1,F2 | Sep 27, 2013 | P | 200,000 | $4.00 | A | 5,416,562 | D | |
| Common Stock, $0.001 par valueF1,F2 | Sep 27, 2013 | P | 400,000 | $4.00 | A | 5,216,562 | D | |
| Common Stock, $0.001 par valueF1,F2 | Sep 30, 2013 | P | 1,552,000 | $3.50 | A | 4,816,562 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported securities are owned by RA Capital Healthcare Fund, L.P. (the "Fund"). RA Capital Management, LLC (the "Adviser") is the general partner of the Fund, and Peter Kolchinsky is the sole manager of the Adviser. The Adviser and Mr. Kolchinsky disclaim beneficial ownership of the reported securities in reliance on Rule 16a-1(a)(1)(v) and (vii), respectively, and therefore disclaim any obligation to report ownership of the reported securities other than on behalf of the Fund. The filing of this Form 4 shall not be construed as an admission that either the Adviser or Mr. Kolchinsky is or was, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any of the securities reported herein. The number of shares reported in Column 5 of Table I and the number of options reported in Column 9 of Table II reflect the number of shares or options, as applicable, beneficially owned by the Fund as of the filing date of this Form 4.
- F2On July 15, 2013, the Fund became a beneficial owner of more than ten percent of the outstanding shares the issuer's common stock and therefore became subject to Section 16 of the Securities Exchange Act of 1934. On September 23, 2014, the Fund ceased to be a beneficial owner of more than ten percent of the outstanding shares the issuer's common stock and ceased to be subject to Section 16.