SEC Form 4 · accession 0000904454-17-000567
ACHILLION PHARMACEUTICALS INC · ACHN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicole Vitullo
Director
Period of report
Aug 10, 2017
Accepted (ET)
Aug 14, 2017 · 4:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070336
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 10, 2017 | M | 2,790,539 | $3.1125 | A | 5,108,336 | I | By Domain Partners VIII, L.P. |
| Common StockF1 | Aug 10, 2017 | F | 1,714,954 | $5.06 | D | 3,393,382 | I | By Domain Partners VIII, L.P. |
| Common StockF1 | Aug 10, 2017 | M | 20,706 | $3.1125 | A | 37,885 | I | By DP VIII Associates, L.P. |
| Common StockF1 | Aug 10, 2017 | F | 12,726 | $5.06 | D | 25,159 | I | By DP VIII Associates, L.P. |
| Common StockF1 | holding | — | — | — | 25,000 | I | By Domain Associates, LLC | |
| Common Stock | holding | — | — | — | 31,431 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants to Purchase Common StockF1 | $3.1125 | Aug 10, 2017 | M | 2,790,539 | D | Aug 20, 2010 | Aug 20, 2017 | Common Stock | 2,790,539 | 0 | I |
| Warrants to Purchase Common StockF1 | $3.1125 | Aug 10, 2017 | M | 20,706 | D | Aug 20, 2010 | Aug 20, 2017 | Common Stock | 20,706 | 0 | I |
Explanation of responses
- F1The Reporting Person is a Managing Member of Domain Associates, LLC and a Managing Member of One Palmer Square Associates VIII, LLC, which is the sole general partner of Domain Partners VIII, L.P. and DP VIII Associates, L.P. Pursuant to Instruction 4(b)(iv) of Form 4, the Reporting Person has elected to report as indirectly beneficially owned the entire number of securities beneficially owned by each such entity. The Reporting Person disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed her pecuniary interest therein and/or that are not actually distributed to her.