SEC Form 4 · accession 0001104659-15-012228
FIRST CAPITAL INC · FCAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald L Uhl
Director
Period of report
Feb 17, 2015
Accepted (ET)
Feb 19, 2015 · 6:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070296
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 17, 2015 | A | 500 | $0.00 | A | 2,308 | D | |
| Common Stock | holding | — | — | — | 12,887 | I | By Spouse | |
| Common Stock | holding | — | — | — | 447 | I | By Spouse ESOP | |
| Common Stock | holding | — | — | — | 19,066 | I | By IRA | |
| Common Stock | holding | — | — | — | 4,570 | I | By Spouse IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right-too-buy) | $20.91 | holding | — | — | — | Jun 21, 2004 | Jun 21, 2004 | Common Stock | 825 | 825 | I |