SEC Form 4 · accession 0001209191-19-011443
STERLING BANCORP · STL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert W Lazar
Director
Period of report
Feb 15, 2019
Accepted (ET)
Feb 20, 2019 · 1:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 15, 2019 | A | 23 | $20.22 | A | 20,477 | D | |
| Common Stock | holding | — | — | — | 10,974 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1 | $0.00 | Feb 15, 2019 | M | 23 | D | — | — | Phantom Stock | 0 | 2,051 | D |
Explanation of responses
- F1Represents the Reporting Person's distribution election of Phantom Stock held in select accounts because the Reporting Person has attained the required retirement age that triggers such distribution under the terms of the Company's Directors Deferred Compensation Plan.