SEC Form 4 · accession 0001209191-19-006901
STERLING BANCORP · STL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Landy
Director
Period of report
Feb 1, 2019
Accepted (ET)
Feb 4, 2019 · 5:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 1, 2019 | S | 55,000 | $19.36 | D | 217,840 | D | |
| Common Stock | Feb 1, 2019 | G | 825 | $0.00 | D | 217,015 | D | |
| Common Stock | holding | — | — | — | 15,240 | I | Held Jointly with Spouse | |
| Common Stock | holding | — | — | — | 150,446 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.33 to $19.40 inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in Footnote 1 to this Form 4.
- F2This is a voluntary filing to disclose a transaction involving a gift of securities by the Reporting Person.