SEC Form 4 · accession 0001209191-18-015222
STERLING BANCORP · STL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Luis Massiani
Officer — SEVP/CFO
Period of report
Feb 27, 2018
Accepted (ET)
Mar 1, 2018 · 6:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2018 | A | 14,407 | $23.55 | A | 66,250 | D | |
| Common Stock | Feb 27, 2018 | F | 4,894 | $23.55 | D | 61,356 | D | |
| Common Stock | Feb 27, 2018 | A | 15,414 | $23.55 | A | 76,770 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents vesting of time-based Performance Share Award.
- F2Represents payment of tax liability due to vesting of time-based Performance Share Award.
- F3Grant of Restricted Stock subject to time-based vesting in three equal installments starting on February 27, 2019.