SEC Form 4 · accession 0001209191-18-015195
STERLING BANCORP · STL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack L Kopnisky
Officer — President & CEO · Director
Period of report
Feb 27, 2018
Accepted (ET)
Mar 1, 2018 · 6:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value per share | Feb 27, 2018 | A | 47,643 | $23.55 | A | 269,110 | D | |
| Common Stock, $.01 par value per share | Feb 27, 2018 | A | 49,116 | $23.55 | A | 318,226 | D | |
| Common Stock, $.01 par value per share | Feb 27, 2018 | F | 24,189 | $23.55 | D | 294,037 | D | |
| Common Stock | holding | — | — | — | 10,000 | I | Spouse | |
| Common Stock | holding | — | — | — | 4,461 | I | Joint with Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of Restricted Stock subject to time-based vesting in three equal installments starting on February 27, 2019.
- F2Represents vesting of time-based Performance Share Award.
- F3Represents payment of tax liability due to vesting of time-based Performance Share Award.