SEC Form 4 · accession 0001209191-18-003286
STERLING BANCORP · STL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert W Lazar
Director
Period of report
Jan 11, 2018
Accepted (ET)
Jan 11, 2018 · 5:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 16,919 | D | ||
| Common Stock | holding | — | — | — | 10,706 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock | $0.00 | Jan 9, 2018 | J | 134 | A | Jan 9, 2018 | Jan 9, 2018 | Phantom | 134 | 2,038 | D |
Explanation of responses
- F1Represents the purchase of stock for the Reporting Person under the terms of the Company's Directors Deferred Compensation Plan. The securities are being reported as direct ownership of Phantom Stock.