SEC Form 4 · accession 0001209191-18-001344
STERLING BANCORP · STL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas G Kahn
Director
Period of report
Dec 29, 2017
Accepted (ET)
Jan 3, 2018 · 6:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 29, 2017 | A | 1,422 | $24.60 | A | 46,196 | D | |
| Common Stock | holding | — | — | — | 18,055 | I | By Custodian for Children | |
| Common Stock | holding | — | — | — | 17,363 | I | Discretionary Customer Account | |
| Common Stock | holding | — | — | — | 891,749 | I | Kahn Bros. Group, Inc. Dis.Adv.Accts. | |
| Common Stock | holding | — | — | — | 3,539 | I | Trust Ackerman Institute | |
| Common Stock | holding | — | — | — | 108,926 | I | Trust Kahn Bros. Pension Plan | |
| Common Stock | holding | — | — | — | 41,466 | I | Trust Kahn Bros. Profit Sharing Plan | |
| Common Stock | holding | — | — | — | 50,266 | I | Trust Kahn Bros. Value Fund | |
| Common Stock | holding | — | — | — | 3,333 | I | Trust M&T Kahn Foundation | |
| Common Stock | holding | — | — | — | 31,555 | I | By IRA | |
| Common Stock | holding | — | — | — | 1,000 | I | By IRA for Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Compensatory award for director services rendered in 2017 fiscal year.