SEC Form 4 · accession 0001209191-17-059846
STERLING BANCORP · STL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael E Finn
Officer — SEVP/Chief Risk Officer
Period of report
Mar 14, 2017
Accepted (ET)
Nov 8, 2017 · 7:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 14, 2017 | J | 1,836 | $0.00 | A | 35,288 | D | |
| Common Stock | Nov 7, 2017 | S | 4,535 | $24.05 | D | 30,753 | D | |
| Common Stock | Nov 7, 2017 | G | 500 | $0.00 | D | 30,253 | D | |
| Common Stock | Mar 14, 2017 | J | 1,836 | $0.00 | D | 0 | I | Joint with Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Voluntary filing to disclose the change in form of beneficial ownership from "Indirect" to "Direct" as a result of a transfer to the Reporting Person's primary account.
- F2This is a voluntary filing to disclose a transaction involving a gift of securities by the Reporting Person to a charity.