SEC Form 4 · accession 0001209191-17-042101
STERLING BANCORP · STL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Landy
Director
Period of report
Jun 19, 2017
Accepted (ET)
Jun 28, 2017 · 3:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 19, 2017 | G | 1,051 | $0.00 | D | 270,162 | D | |
| Common Stock | Jun 19, 2017 | G | 1,100 | $0.00 | D | 151,096 | I | By Spouse |
| Common Stock | holding | — | — | — | 15,240 | D | ||
| Common StockF1 | holding | — | — | — | 12,480 | I | By Daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares previously held by spouse as custodian for daughter under Uniform Gifts to Minors Act. The reporting person disclaims indirect beneficial ownership of the shares held by his daughter and this report should not be deemed an admission that the reporting person is the beneficial owner of his daughter's shares for purpose of Section 16 or any other purpose.