SEC Form 4 · accession 0001209191-17-036768
STERLING BANCORP · STL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig S Thompson
Director
Period of report
May 23, 2017
Accepted (ET)
Jun 1, 2017 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 30, 2017 | S | 2,000 | $21.621 | D | 56,000 | I | By IRA |
| Common StockF2 | holding | — | — | — | 225,395 | D | ||
| Common StockF2 | holding | — | — | — | 10,687 | I | By Profit Sharing | |
| Common StockF2 | holding | — | — | — | 2,810 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.616 to $21.625 inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote 1 to this Form 4.
- F2Represents final filing for Reporting Person no longer subject to Section 16 requirements.