SEC Form 4 · accession 0001209191-17-028888
STERLING BANCORP · STL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig S Thompson
Director
Period of report
Apr 27, 2017
Accepted (ET)
May 1, 2017 · 1:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 27, 2017 | S | 1,000 | $23.87 | D | 228,895 | D | |
| Common Stock | holding | — | — | — | 10,687 | I | By Profit Sharing | |
| Common Stock | holding | — | — | — | 58,000 | I | By IRA | |
| Common Stock | holding | — | — | — | 2,810 | I | By Spouse | |
| Common Stock | holding | — | — | — | 1,263 | I | By Custodian |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.869 to $23.875 inclusive. The reporting person undertakes to provide to Sterling Bancorp, any security holder of Sterling Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in Footnote 1 to this Form 4.