SEC Form 4 · accession 0001209191-17-020435
STERLING BANCORP · STL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael E Finn
Officer — Chief Risk Officer
Period of report
Mar 10, 2017
Accepted (ET)
Mar 14, 2017 · 1:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 7, 2016 | J | 2,836 | $0.00 | D | 31,986 | D | |
| Common Stock | Mar 10, 2017 | G | 800 | $0.00 | D | 33,452 | D | |
| Common Stock | Jul 7, 2016 | J | 2,836 | $0.00 | A | 2,836 | I | Joint with Spouse |
| Common Stock | Mar 10, 2017 | S | 1,000 | $24.667 | D | 1,836 | I | Joint with Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Voluntary filing to disclose the change in form of beneficial ownership from 'Direct' to 'Indirect' as a result of a transfer to the Reporting Person's joint account.
- F2This is a voluntary filing to disclose a transaction involving a gift of securities by the Reporting Person to a charity.