SEC Form 4 · accession 0001209191-17-011241
STERLING BANCORP · STL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig S Thompson
Director
Period of report
Feb 14, 2017
Accepted (ET)
Feb 15, 2017 · 6:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 14, 2017 | S | 5,500 | $24.00 | D | 231,895 | D | |
| Common Stock | holding | — | — | — | 10,687 | I | By Profit Sharing | |
| Common Stock | holding | — | — | — | 58,000 | I | By IRA | |
| Common Stock | holding | — | — | — | 2,810 | I | By Spouse | |
| Common Stock | holding | — | — | — | 1,263 | I | By Custodian |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales are pursuant to a 10b5-1 plan.