SEC Form 5 · accession 0001209191-17-009796
STERLING BANCORP · STL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Millman
Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 10, 2017 · 8:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 1, 2016 | J | 2,000 | $0.00 | A | 363,293 | D | |
| Common Stock | Sep 1, 2016 | J | 2,000 | $0.00 | D | 110,054 | I | By IRA |
| Common Stock | holding | — | — | — | 1,511 | I | By Spouse IRA | |
| Common Stock | holding | — | — | — | 367 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects change in form of beneficial ownership from 'Indirect' (IRA) to 'Direct'.