SEC Form 5 · accession 0001209191-17-009752
STERLING BANCORP · STL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Burt Steinberg
Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 10, 2017 · 7:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 10, 2017 | J | 213 | $0.00 | A | 10,473 | I | By IRA |
| Common Stock | Feb 10, 2017 | J | 213 | $0.00 | A | 10,473 | I | By Trust |
| Common Stock | holding | — | — | — | 135,146 | D | ||
| Common Stock | holding | — | — | — | 150 | I | By Custodian for Child | |
| Common Stock | holding | — | — | — | 75,229 | I | Burt Steinberg 2012 Family Trust | |
| Common Stock | holding | — | — | — | 20,000 | I | The Francine Steinberg 2012 Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to a portion of the shares being reported on this Form 5.