SEC Form 4 · accession 0001209191-17-000812
STERLING BANCORP · STL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William F Helmer
Director
Period of report
Dec 9, 2016
Accepted (ET)
Jan 4, 2017 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 9, 2016 | G | 600 | $0.00 | D | 283,844 | D | |
| Common Stock | Dec 12, 2016 | G | 1,500 | $0.00 | D | 282,344 | D | |
| Common Stock | Dec 30, 2016 | A | 1,495 | $23.40 | A | 283,839 | D | |
| Common Stock | holding | — | — | — | 76,106 | I | By IRA | |
| Common Stock | holding | — | — | — | 44,322 | I | By (401)k | |
| Common Stock | holding | — | — | — | 68,121 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Optional Filing is being made to reflect a gift by the reporting person.
- F2Compensatory award for director services rendered in 2016 fiscal year.