SEC Form 4 · accession 0001209191-16-151053
STERLING BANCORP · STL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rodney Whitwell
Officer — SEVP/COO
Period of report
Nov 15, 2016
Accepted (ET)
Nov 17, 2016 · 8:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 15, 2016 | A | 4,398 | $0.00 | A | 32,703 | D | |
| Common Stock | Nov 15, 2016 | F | 1,625 | $22.40 | D | 31,078 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents vesting of time-based Performance Share Award.
- F2Represents payment of tax liability due to vesting of time-based Performance Share Award.