SEC Form 4 · accession 0001209191-16-149365
STERLING BANCORP · STL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James F. Deutsch
Director
Period of report
Nov 8, 2016
Accepted (ET)
Nov 10, 2016 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 8, 2016 | S | 85,270 | $18.5289 | D | 1,747,165 | I | Patriot Financial Partners L.P. |
| Common StockF1 | Nov 8, 2016 | S | 14,730 | $18.5289 | D | 301,815 | I | Patriot Financial Partners Parallel, L.P. |
| Common Stock | holding | — | — | — | 500 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.45 to $18.70, inclusive. The reporting person undertakes to provide to Sterling Bancorp, any security holder of Sterling Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in Footnote 1 to this Form 4.