SEC Form 4 · accession 0001209191-16-136873
STERLING BANCORP · STL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack L Kopnisky
Officer — President & CEO · Director
Period of report
Aug 11, 2016
Accepted (ET)
Aug 12, 2016 · 6:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 11, 2016 | M | 107,526 | $8.46 | A | 323,273 | D | |
| Common Stock | Aug 11, 2016 | S | 107,526 | $17.1895 | D | 215,747 | D | |
| Common Stock | holding | — | — | — | 10,000 | I | Spouse | |
| Common Stock | holding | — | — | — | 4,461 | I | Joint with Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified stock option | $8.46 | Aug 11, 2016 | M | 107,526 | D | Jul 6, 2011 | Jul 6, 2021 | Common Stock | 107,526 | 0 | D |