SEC Form 4 · accession 0001209191-16-105594
STERLING BANCORP · STL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wayne Miller
Officer — EVP, Chief Credit Officer
Period of report
Mar 3, 2016
Accepted (ET)
Mar 3, 2016 · 5:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 7,330 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $14.25 | holding | — | — | — | Mar 15, 2012 | Mar 15, 2017 | Common Stock | 3,156 | 3,156 | D |
| Employee Stock Option (incentive stock option) | $13.23 | holding | — | — | — | Oct 23, 2015 | Oct 23, 2024 | Common Stock | 22,674 | 22,674 | D |
| Employee Stock Option (non-qualified) | $13.23 | holding | — | — | — | Oct 23, 2015 | Oct 23, 2024 | Common Stock | 10,837 | 10,837 | D |
Explanation of responses
- F1Represents final filing for Reporting Person no longer subject to Section 16 requirements.