SEC Form 4 · accession 0001209191-16-102240
STERLING BANCORP · STL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig S Thompson
Director
Period of report
Feb 23, 2016
Accepted (ET)
Feb 25, 2016 · 3:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 23, 2016 | S | 7,000 | $14.49 | D | 268,600 | D | |
| Common Stock | holding | — | — | — | 13,687 | I | By Profit Sharing | |
| Common Stock | holding | — | — | — | 67,847 | I | By IRA | |
| Common Stock | holding | — | — | — | 2,810 | I | By Spouse | |
| Common Stock | holding | — | — | — | 1,263 | I | By Custodian |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales are pursuant to a 10b5-1 plan.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.40 to $14.62 inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote 1 to this Form 4.