SEC Form 4 · accession 0001209191-16-101004
STERLING BANCORP · STL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael E Finn
Officer — Chief Risk Officer
Period of report
Feb 18, 2016
Accepted (ET)
Feb 22, 2016 · 4:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 18, 2016 | A | 4,926 | $14.21 | A | 36,521 | D | |
| Common Stock | holding | — | — | — | 12,480 | I | By Traditional IRA | |
| Common Stock | holding | — | — | — | 4,000 | I | By Roth IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of Restricted Stock subject to time-based vesting in three equal installments starting on 2/18/2016.