SEC Form 5 · accession 0001209191-16-098181
STERLING BANCORP · STL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Louis J Cappelli
Director
Period of report
Dec 31, 2015
Accepted (ET)
Feb 12, 2016 · 5:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 12, 2016 | J | 680 | $0.00 | A | 9,950 | I | By IRA |
| Common Stock | holding | — | — | — | 897 | I | By Spouse | |
| Common Stock | holding | — | — | — | 773,022 | D | ||
| Common Stock | holding | — | — | — | 184,760 | I | By Cappelli Family Investors LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to a portion of the shares being reported on this Form 5.