SEC Form 5 · accession 0001209191-16-098164
STERLING BANCORP · STL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fernando Ferrer
Director
Period of report
Dec 31, 2015
Accepted (ET)
Feb 12, 2016 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 12, 2016 | J | 721 | $0.00 | A | 22,511 | D | |
| Common StockF3 | holding | — | — | — | 211 | I | by IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to a portion of the shares being reported on this Form 5.
- F2Due to an administrative error the number of securities beneficially owned by the reporting person on the transaction date of 10/31/2013 was incorrectly reported via Form 4/A on 12/20/2013 as 18,303. The correct amount of shares owned by the reporting person on 12/20/2013 was 19,092.
- F3These shares were previously disclosed in the reporting person's direct holdings.