SEC Form 4 · accession 0001209191-16-090522
STERLING BANCORP · STL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P. Cahill
Director
Period of report
Jan 7, 2016
Accepted (ET)
Jan 8, 2016 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 13,521 | D | ||
| Common Stock | holding | — | — | — | 2,534 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock | $0.00 | Jan 7, 2016 | J | 649 | A | Jan 7, 2016 | Jan 7, 2016 | Phantom | 649 | 1,327 | D |
Explanation of responses
- F1Represents the acquisition of Phantom Stock for Reporting Person under the terms of the Company's Directors Deferred Compensation Plan.