SEC Form 4 · accession 0001209191-15-082068
STERLING BANCORP · STL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R. Peoples
Officer — Executive Vice President
Period of report
Nov 20, 2015
Accepted (ET)
Nov 24, 2015 · 6:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value per share | Nov 20, 2015 | A | 8,478 | $0.00 | A | 28,307 | D | |
| Common Stock, $.01 par value per share | Nov 20, 2015 | F | 3,134 | $17.01 | D | 20,568 | D | |
| Common Stock, $.01 par value per share | Nov 20, 2015 | F | 739 | $17.01 | D | 19,829 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents vesting of time-based Performance Share Award.
- F2Represents payment of tax liability due to vesting of time-based Performance Share Award.
- F3Represents payment of tax liability due to vesting of time-based restricted stock.