SEC Form 4 · accession 0001209191-15-068176
STERLING BANCORP · STL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Michael E Finn
Officer — Chief Risk Officer
Period of report
Aug 26, 2015
Accepted (ET)
Aug 27, 2015 · 3:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 26, 2015 | P | 4,000 | $13.48 | A | 4,000 | I | By Roth IRA |
| Common StockF1 | holding | — | — | — | 49,585 | D | ||
| Common StockF2 | holding | — | — | — | 12,480 | I | By Traditional IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents inclusion of the previously disclosed Restricted Stock award of 17,990 shares of Sterling Bancorp stock granted on June 30, 2015 in connection with the merger of Hudson Valley Holding Corp. into Sterling Bancorp.
- F2Reflects change in form of ownership from 'Indirect" (401(k)) to "Indirect" Traditional IRA.