SEC Form 4 · accession 0001209191-15-058626
STERLING BANCORP · STL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David S. Bagatelle
Officer — Executive Vice President
Period of report
Jun 30, 2015
Accepted (ET)
Jul 2, 2015 · 1:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 11,412 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $6.95 | holding | — | — | — | Oct 31, 2012 | Oct 31, 2021 | Common Stock | 26,300 | 13,000 | D |
| Employee Stock Option (right to buy) | $9.00 | holding | — | — | — | Nov 20, 2013 | Nov 20, 2022 | Common Stock | 14,667 | 7,334 | D |
| Employee Stock Option (right to buy) | $11.36 | holding | — | — | — | Oct 24, 2014 | Oct 24, 2023 | Common Stock | 5,000 | 3,334 | D |