SEC Form 4 · accession 0001209191-15-058622
STERLING BANCORP · STL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dale C Fredston
Officer — General Counsel
Period of report
Jun 30, 2015
Accepted (ET)
Jul 2, 2015 · 1:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 30, 2015 | F | 3,154 | $14.70 | D | 14,524 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $14.25 | holding | — | — | — | Mar 15, 2012 | Mar 15, 2017 | Common Stock | 12,625 | 12,625 | D |
Explanation of responses
- F1Represents payment of tax liability due to the accelerated vesting of 8,533 shares of time-based restricted stock on June 30, 2015, originally scheduled to vest in two equal installments of 4,266 on October 31, 2015 and October 31, 2016.