SEC Form 4 · accession 0001209191-15-058583
STERLING BANCORP · STL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P. Cahill
Director
Period of report
Jun 30, 2015
Accepted (ET)
Jul 2, 2015 · 1:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 30, 2015 | A | 12,288 | $0.00 | A | 12,288 | D | |
| Common StockF2 | Jun 30, 2015 | A | 2,534 | $0.00 | A | 2,534 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Received in exchange for 6400 shares of Hudson Valley Holding Corporation stock in connection with the merger of Hudson Valley Holding Corporation into Sterling Bancorp (the "Merger"). On the effective date of the Merger, the closing price of Hudson Valley Holding Corporation's common stock was $28.21 per share, and the closing price of Sterling Bancorp's common stock was $14.70 per share.
- F2Received in exchange for 1320 shares of Hudson Valley Holding Corporation stock in connection with the merger of Hudson Valley Holding Corporation into Sterling Bancorp (the "Merger"). On the effective date of the Merger, the closing price of Hudson Valley Holding Corporation's common stock was $28.21 per share, and the closing price of Sterling Bancorp's common stock was $14.70 per share.