SEC Form 4 · accession 0001209191-15-019137
STERLING BANCORP · STL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent L. DeLucia
Officer — EVP, Hudson Valley Market Pres
Period of report
Feb 24, 2015
Accepted (ET)
Feb 26, 2015 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 24, 2015 | M | 10,000 | $12.84 | A | 34,954 | D | |
| Common Stock | Feb 24, 2015 | F | 9,298 | $13.81 | D | 25,656 | D | |
| Common Stock | holding | — | — | — | 22,325 | I | By 401(K) | |
| Common Stock | holding | — | — | — | 19,929 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $12.84 | Feb 24, 2015 | M | 10,000 | D | Mar 10, 2005 | Mar 10, 2015 | Common | 10,000 | 0 | D |