SEC Form 4 · accession 0001209191-15-015934
STERLING BANCORP · STL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William F Helmer
Director
Period of report
Feb 18, 2015
Accepted (ET)
Feb 19, 2015 · 2:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 18, 2015 | M | 46,100 | $12.84 | A | 285,311 | D | |
| Common Stock | holding | — | — | — | 76,106 | I | By IRA | |
| Common Stock | holding | — | — | — | 44,322 | I | By (401)k | |
| Common Stock | holding | — | — | — | 68,121 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $12.84 | Feb 18, 2015 | M | 46,100 | D | Mar 10, 2005 | Mar 10, 2015 | Common | 46,100 | 0 | D |