SEC Form 4 · accession 0001209191-15-004842
STERLING BANCORP · STL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Louis J Cappelli
Director
Period of report
Dec 15, 2014
Accepted (ET)
Jan 20, 2015 · 10:37 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 15, 2014 | G | 30,000 | $0.00 | D | 773,022 | D | |
| Common Stock | holding | — | — | — | 9,270 | I | By IRA | |
| Common Stock | holding | — | — | — | 897 | I | By Spouse | |
| Common StockF2 | holding | — | — | — | 209,760 | I | By Cappelli Family Investors LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Optional Filing is being made to reflect a gift by the reporting person.
- F2These shares held indirectly by the Reporting Person had been previously reported as Direct holdings. Reporting Person disclaims beneficial ownership of these shares.