SEC Form 4/A · accession 0001209191-15-004752
STERLING BANCORP · STL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Louis J Cappelli
Director
Period of report
Dec 13, 2013
Accepted (ET)
Jan 16, 2015 · 6:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 13, 2013 | G | 199,990 | $0.00 | D | 1,022,782 | D | |
| Common Stock | Dec 13, 2013 | G | 10,000 | $0.00 | D | 1,012,782 | D | |
| Common Stock | holding | — | — | — | 9,270 | I | By IRA | |
| Common Stock | holding | — | — | — | 897 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents correction of total of securities gifted that were erroneously reported on 12/20/2013 via Form 4 as 158408 shares.