SEC Form 4 · accession 0001209191-15-003061
STERLING BANCORP · STL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Burt Steinberg
Director
Period of report
Jan 7, 2015
Accepted (ET)
Jan 8, 2015 · 12:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 7, 2015 | M | 26,100 | $12.84 | A | 132,418 | D | |
| Common Stock | holding | — | — | — | 415 | I | By Custodian for Child | |
| Common StockF1 | holding | — | — | — | 10,107 | I | By IRA | |
| Common Stock | holding | — | — | — | 0 | I | By Spouse | |
| Common StockF1 | holding | — | — | — | 10,107 | I | By Trust | |
| Common Stock | holding | — | — | — | 75,229 | I | Burt Steinberg 2012 Family Trust | |
| Common Stock | holding | — | — | — | 20,000 | I | The Francine Steingberg 2012 Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $12.84 | Jan 7, 2015 | M | 26,100 | D | Mar 10, 2005 | Mar 10, 2015 | Common | 26,100 | 0 | D |
Explanation of responses
- F1Additional shares owned as Reporting Person participates in dividend reinvestment program.